Investment firms that approach hiring a Head of Compliance thoughtfully are more likely to succeed. It is a strategic decision…


What to Consider When Hiring for Middle Office in Asset Management
Gone are the days when firms had the scale to run distinct teams for operations, finance, fund accounting, and treasury.…
Simon Roderick

When Hiring a Compliance Contractor Is the Right Move for Financial Services Firms
Compliance teams often need short-term expertise to manage specific challenges. In many cases, the best solution is not to make…
Simon Roderick

Hire a Head of Compliance for an Immediate Start – Navigating an Urgent Hiring Need
When a Compliance Director, SMF16, or SMF17 unexpectedly resigns, it can create immediate pressure for a firm. The reality is…
Simon Roderick

What factors to consider when in-housing compliance in Wealth Management?
The decision to in-house compliance in wealth management requires careful deliberation and comprehensive planning. Here are some key things to…
Simon Roderick

Why corporate functions roles within financial services are key
Corporate functions roles within financial services are key. In order to secure the best talent, firms need to revisit how…
Simon Roderick

Why every FCA regulated firm should have the best Head of Compliance they can afford
Having the best Head of Compliance possible is critical for a number of reasons.…
Simon Roderick

Working from home – time to review the compliance risks?
The decision to instigate a lockdown created many unintended consequences and one of these was heightened compliance risks.…
Simon Roderick

The Complete Compliance Officer
Twenty years ago, compliance was often seen as one of the least exciting career paths in financial services – and…
Simon Roderick

Fram news – new service helping firms in the region hire Finance and Legal Professionals
Fram’s press release: High-end specialist recruitment firm launches a new service helping firms in the region hire Finance and Legal…
Fram Search

Law and Accountancy – what does the future hold?
Finance & accounting and law are both specialist areas for Fram, and it has been interesting for us to see…
Beate Oera

Law in the Northern Home Counties
There is no doubt that London is a fantastic place to work. The vast amount of companies, access to international…
