Good Compliance Doesn't Slow a Business Down. It Lets It Grow.

Compliance is often viewed as a function that prevents change. In reality, the strongest legal, compliance and governance teams enable businesses to grow with confidence, supporting commercial decisions while protecting clients, shareholders and reputation.

We recruit legal counsel, compliance leaders, financial crime specialists, governance leaders and regulatory specialists across financial services. Our focus is on experienced professionals with the judgement to balance regulation with commercial reality, not just technical knowledge of the rulebook.

Successful appointments rarely come from advertising alone. Many of the best candidates are well established within the market, trusted by their employers and rarely active in the market. Reaching them depends on direct approach, sector credibility and long-standing relationships rather than a job posting.

From first compliance hires in growing businesses through to senior leadership appointments in established regulated firms, we help clients build stronger governance, manage regulatory risk and create the confidence to grow in an increasingly complex regulatory environment.


Typical appointments

General Counsel

Chief Compliance Officer

Head of Compliance

Head of Governance

Company Secretary

In-house Counsel

Compliance Director

Monitoring Officer

Regulatory Advisor

Training & Competency

Financial Crime/AML

Legal and Compliance Hiring Across Financial Services

Wealth Management


Compliance and financial crime hiring across wealth managers, DFMs and financial planning firms.
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Venture Capital


Fund compliance, legal counsel and regulatory hiring across VC, PE and EIS/VCT managers.
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Asset Management


Compliance and legal hiring across fund managers, alternative managers and asset management boutiques.
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Asset Finance


Compliance and legal hiring across specialist lenders, asset finance and bridging finance firms.
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FinTech


Compliance, regulatory and financial crime hiring across regulated fintech platforms and digital finance businesses.
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Talk to the Team

Simon Roderick - Fram Search

Simon Roderick

Managing Director
[email protected]
01525 864 372
Amie Haines - Fram Search

Amie Haines

Associate
[email protected]
07809 738 531
01525 864 372